An Inside Look Who understands securities lending? Registered funds (by which I mean traditional mutual funds and exchange-traded funds) sometimes permit other institutions to borrow shares from their ...
Securities-backed lending, also sometimes referred to as "stock loans," is a financial strategy that allows you to use your securities to secure a loan. In 2023, securities lending revenue exceeded ...
James Chen, CMT is an expert trader, investment adviser, and global market strategist. Somer G. Anderson is CPA, doctor of accounting, and an accounting and finance professor who has been working in ...
The Internal Revenue Service and the Treasury Department intend to issue proposed regulations providing a rule for determining the source of borrow fees paid in securities-lending transactions and ...
The new solution, LoanSmart, is a front-to-back, multi-asset solution allowing users to operate securities-backed lending and repo businesses while automating key securities lending processes through ...
The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but ...
The clearing arm of Apex Fintech Solutions has agreed to pay more than $3 million to resolve FINRA allegations that it failed to ensure customers received fees it generated by lending out their ...
FINRA Orders Four Firms to Pay $2.6 Million for Violations Relating to Fully Paid Securities Lending
WASHINGTON--(BUSINESS WIRE)--FINRA announced today that it has sanctioned four firms—M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc.—a combined $2.6 ...
The Financial Industry Regulatory Authority Inc. settled that matter with Robinhood. On Tuesday, Finra reached settlements totaling $2.6 million in fines and restitution with four mobile apps and ...
Global securities lending rocketed to $15.3 billion in 2025, up 26% year over year. This is according to a report from EquiLend, a Fintech offering trading, data & analytics, as well as Regtech. The ...
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