Some clearing brokers are operating in the dark, using outdated, account opening practices. That’s what industry consultant Aite Group warned in a recent report and survey, which argues that that some ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The stock exchange investors have to obtain clearance certificate from National Clearing Company of Pakistan Limited (NCCPL) for closure of their brokerage accounts under the new capital gains tax ...

On December 4, 2024, EU Regulation 2024/2987 (EMIR 3), amending EU Regulation 648/2012 on the European Market Infrastructure (EMIR), was published in the EU Official Journal. EMIR 3 will enter into ...